“Northeast has always been at the leading edge of technology to process our client’s business accurately and efficiently. The growth of our firm has been extraordinary and was achieved by always putting the interests of our clients first.”

Relationships

The goals and priorities of both our individual and institutional clients are the focus of Northeast's highly experienced client representatives. Operating from our Mitchel Field and various office locations, these professionals augment their skills with all of the firm's resources to provide financial solutions that meet our client's needs.

Clearing Relationships:

Northeast Securities LLC utilizes the clearing services provided by:

  • Pershing LLC, a wholly owned subsidiary of The Bank of New York Mellon Corporation (BNY Mellon).

Investment Professionals:

If you have made the decision to operate your brokerage business as an independent contractor or a W-2 employee - or if you are thinking about doing so - and if you always place your clients' interests first, then you may be a candidate to join our growing staff of advisors.

Located across the United States, our advisors operate from their homes, single person offices and multi person offices. Northeast's web-based technology makes it easy and efficient for advisors to successfully service their clients investment needs.

Our Mitchel Field office is the main support venue for our advisors. Operations, information technology support, trading, compliance, licensing and continuing education are among the professionally staffed supportive departments we maintain to ensure that Northeast's advisors are able to provide the best and most appropriate financial advice and services to their clients.

If you have an interest in learning more about career opportunities at Northeast, contact:


Paul Duffy, President

333 Earle Ovington Blvd., Suite 706

Mitchel Field, NY 11553-3645
516.396.1600

paul.duffy@nesec.com

John M. Diamantis, Chairman

333 Earle Ovington Blvd., Suite 706

Mitchel Field, NY 11553-3645
516.396.1600

201.993.0282 cell

jdiamantis@nesec.com

Gene Stice, Chief Operating Officer

333 Earle Ovington Blvd., Suite 706

Mitchel Field, NY 11553-3645
516.396.1610

gstice@nesec.com

Northeast Securities Private Client Group:

Our Private Client Group, consisting of highly professional and experienced advisors, provide financial advice and customized investment products and services to end investor clients.

Our advisors are equipped with the latest technology; supported by a multitude of investment products and services; and backed by the safety of Perishing, who provides custody and related cash management services, such as -margin and non purpose loan lending services. Our financial services are offered under a strong risk management, compliance and technology infrastructure designed to protect the interests of our advisors and their underlying end-client investors. The goal of our Private Client Group is to provide exceptional client service and end investor client asset protection. This is accomplished through careful consultation regarding each clients investment objectives and risk tolerance. Our advisors remain in constant communication with their clients to establish solid relationships that are never taken for granted. Keeping our client's trust is the results of close contact and an in-dept understanding of what is best for each client's specific investment objectives. To speak with one of our advisors, simply call our headquarters main number 516-396-1600 and ask to speak with Gene Stice. To learn how to join our staff our professional advisors, contact either

John M. Diamantis, Chairman

516.396.1640

jdiamantis@nesec.com

Gene Stice, COO

516.396.1610

gstice@nesec.com


© 2008 Northeast Securities LLC. Published in the U.S.A. All rights reserved.